This information is provided in connection with the requirement under the Cross Border Distribution Regulation to ensure that marketing communications for Funds managed by Three Rock Capital Management Limited and registered on either Premium Selection UCITS ICAV or Premium Selection QIAIF ICAV platform, provide fund investors with details as to investor rights and details of the redress mechanisms available to them when they have a grievance or need to raise a complaint. The appointed distributor for all Funds on the Premium Selection platforms is Bank Julius Baer & Co Ltd, a company incorporated and registered in Switzerland and having its registered office at Bahnhofstrasse 36, CH-9001 Zurich Switzerland. Fund Investors should contact the Distributor to register a complaint. Please see below for details required to contact the Distributor.
Investors in Funds managed by Three Rock Capital Management Limited have the following rights in addition to specific regulatory protections afforded to them under the UCITS regulations.
- Right to be certain their best interests are being maintained
- Right to be treated in a fair and transparent manner
- Right to receive clear and relevant information
- Right to receive information that is timely and accurate
- Right of access to appropriate redress procedures
Right to be only offered products that are appropriate to their requirements